Skip to content
  • Home
  • Contact Us
Bright USA Safety
  • Home
  • Contact Us

SEC Authorizes FINRA Registration, Certification, and Postgraduate Work Rules

November 15, 2017November 16, 2017 Mila

The Securities and Exchange Commission has authorized the Financial Industry Regulatory Authority guidelines that (1) combine the National Association of Securities Dealers (NASD) and Incorporated New York Stock Exchange registration guidelines, in addition to existing FINRA guidelines; (2) reorganize the… Read More

FINRA’s New Exam Structure Approved

November 15, 2017February 20, 2018 Mila

A brand-new Financial Industry Regulatory Authority guideline developing a general understanding test much like the Series 7 has been authorized by the Securities and Exchange Commission and works Oct. 1, 2018. Under the guideline, prospective registrants would take the Securities… Read More

Wells Fargo Purchased to Pay Back Consumers Who Lost Money on Intricate Securities

November 15, 2017November 16, 2017 Mila

A financial investment market regulator has bought Wells Fargo to pay $3.4 million to brokerage clients who lost money purchasing complex securities that even Wells Fargo brokers didn’t totally understand. The Financial Industry Regulatory Authority, or Finra, stated Monday that… Read More

Recent Posts

  • SEC Authorizes FINRA Registration, Certification, and Postgraduate Work Rules
  • FINRA’s New Exam Structure Approved
  • Wells Fargo Purchased to Pay Back Consumers Who Lost Money on Intricate Securities
Copyright © 2017 by brightusasafety.com - All rights reserved.